Web15 jan. 2024 · สาระสำคัญของ Market Conduct เป็นการตั้งมาตรฐานการขาย การให้บริการ 9 ข้อ รวมถึงการสั่งสถาบันการเงินเปิดเผยข้อมูล ห้ามหลอก ห้ามรบกวน ห้ามบังคับ และ ... Webset, administer, supervise and enforce standards of conduct in financial markets. As part of the broader international efforts to reduce the risk of misconduct in wholesale financial markets, in September 2015IOSCO , established a Market Conduct Task Force (the Task Force) to conduct a review of IOSCO members’ existing conduct approaches
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WebMario Schäfer. «It is with much enthusiasm that I recommend Santiago Casallas Ortiz for a responsible position. I have been mentoring Santiago during his internship at 1IB International Business GmbH. This internship has been the basis for his Master thesis, which he defended successfully at ESADE Business & Law School. Web11 feb. 2024 · Market Conduct Risk Analyst (MGR/AVP) Perform checks and fulfil all relevant requirements under the MAS Balanced Scorecard Framework for sales representatives and the Bank's policies and procedures. Monitor the BSC results, identify root causes of significant lapses and common errors, and pursue remediation. WebGrace heads Gibson Dunn's Financial Regulatory practice in Singapore which consists of three associates. The practice was recently named Law Firm of the Year by Regulation Asia. Grace has extensive experience advising on complex regulatory matters, including licensing and conduct of business requirements, regulatory investigations, and regulatory change. how many carbs in 4 oz apple juice